Conflicts of Interest Manager
Identify, manage, and disclose conflicts of interest per Art. 72 of MiCA
Compliant
2 conflicts identified
Total Policies
2
Compliant
2
Review Due Soon
0
Overdue Reviews
0
Art. 72(4): CASPs shall review their conflicts of interest policy at least annually. This tracker ensures no policy review is overdue.
MiCA Compliance Note
Implemented: Art. 72 — Identification, prevention, management and disclosure of conflicts of interest
Scope: This POC demonstrates:
- Identifying six types of conflicts per Art. 72(1)
- Documenting mitigation measures for each conflict
- Generating website disclosure per Art. 72(2)
- Tracking annual policy reviews per Art. 72(4)
- Creating per-client disclosure templates
What this POC does not implement
- ❌ NCA notification of conflicts — Notification procedures are part of ongoing supervision, not this demo
- ❌ Enforcement actions — Real conflicts require escalation procedures not modeled in UI
- ❌ Dynamic client profiling — Real systems would match clients to conflicts based on KYC data
CASP Conflicts of Interest Manager — MiCA Article 72 Implementation
Implements: Art. 72 — Regulation (EU) 2023/1114 | Full text: CELEX:32023R1114
Records retained 5 years per Art. 68(9) · MiCA fully applicable from 2024-12-30